Clayton Gingrich

Clayton Gingrich has almost 10 years of experience working in financial crimes compliance.

He specializes in investigations and assisting financial institutions in developing and improving their BSA/AML compliance programs to meet regulatory and industry expectations. Clayton has experience developing and enhancing processes and conducting complex investigations in accordance with regulatory requirements.

His primary focus is providing financial crimes compliance services to financial institutions, including banks, credit unions, broker-dealers, and fintechs. He has assisted with independent assessments, policy/procedure reviews and enhancements, BSA/AML training, transaction monitoring rules optimizations, model validation testing, and more. He has also assisted with audits of various aspects of financial institutions’ compliance programs to identify risk gaps and assess controls in place to address them.

Clayton also has extensive experience conducting complex investigations related to a variety of AML typologies and financial crimes schemes, reporting suspicious activity, and conducting quality control reviews related to BSA/AML investigations.

Prior to joining Stout, he was a Senior Compliance Officer within the AML Investigations organization at JPMorgan Chase.