Expert Analysis - Fraud Investigations

Assisted outside counsel for a large New York-based brokerage and retail advisor firm investigate incidences of potential financial statement fraud. Examined three years of underlying financial books and accounting records. Reviewed revenue recognition procedures and prepared an assessment of the allocation of shared expenses with a related party.

Our findings were presented to the company’s audit committee and independent auditors in connection with the reporting of annual financials and the restatement of prior financial results.