Join us for lunch and an interactive CLE panel discussion featuring industry experts.

Stout and Taylor English Duma are pleased to co-host a panel discussion of industry experts to discuss several recent BSA/AML-related enforcement actions and related shareholder litigation. The panel will discuss how and why the enforcement actions occurred, the penalties assessed, and the major lessons learned. A variety of perspectives will be offered including those from a former financial institution BSA Officer, a regulator, an external counsel, and an independent consultant, all of whom have worked with numerous financial institutions on AML-related issues.


  • Alan Faircloth, Senior Counsel, Federal Reserve Bank of Atlanta
  • Terri Sands, Founder, Secura Risk Management and Former Senior Analyst at the Federal Reserve Bank of Atlanta
  • Harry Dixon, Attorney, Taylor English Duma
  • Jesse Morton, Director & Southeast Forensic Services Leader, Stout

Event Details

Date:Wednesday, November 14, 2018
Time: 11:00 a.m. – 12:30 p.m.; lunch will be served
Location: Taylor English Duma: 1600 Parkwood Circle, Suite 200, Atlanta (Map it)
Parking: Free on the third floor


11:00 a.m. – 11:30 a.m. Networking
11:30 a.m. – 12:30 p.m. Panel discussion and lunch

Georgia CLE credit is pending.


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