Stout and Taylor English Duma are pleased to co-host a panel discussion of industry experts to discuss several recent BSA/AML-related enforcement actions and related shareholder litigation. The panel will discuss how and why the enforcement actions occurred, the penalties assessed, and the major lessons learned. A variety of perspectives will be offered including those from a former financial institution BSA Officer, a regulator, an external counsel, and an independent consultant, all of whom have worked with numerous financial institutions on AML-related issues.
Date:Wednesday, November 14, 2018
Time: 11:00 a.m. – 12:30 p.m.; lunch will be served
Location: Taylor English Duma: 1600 Parkwood Circle, Suite 200, Atlanta (Map it)
Parking: Free on the third floor
11:00 a.m. – 11:30 a.m. Networking
11:30 a.m. – 12:30 p.m. Panel discussion and lunch
Georgia CLE credit is pending.